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CAIA New York Joint Seminar on Investment Fund Governance
Date(s):
March 20, 2017
Note: All times listed are in local time
Venue:RBC Investor Treasury Services
3 World Financial Center
200 Vesey Street
Lower Manhattan, NY 10281
Fee(s):Free Event
Description: CAIA New York, the Certified Investment Fund Director Institute and RBC Investor Treasury Services invite you to a seminar on: Investment Fund Governance:
Working Toward a Global Approach to Investment Fund Governance As places are restricted, it is recommended that you RSVP at your earliest convenience.
In this seminar the speakers will explore: - Current regulatory and commercial trends applicable to investment advisers and directors of mutual funds;
- Objectives of investment fund governance;
- Unique characteristics of investment/mutual funds and the implications for investment fund governance frameworks;
- Risk-based governance frameworks;
- Benefits of a global approach to fund governance for US investment advisers and investors.
- Individual contributions from each speaker will be followed by a panel session facilitated by Kevin O’Neill.
Individual contributions from each speaker will be followed by a panel session facilitated by Kevin O’Neill. RSVP by March 15, 2017
As places are restricted, it is recommended that you RSVP at your earliest convenience.
Registration and networking begin at 5:30 PM
* For security reasons attendees are requested to arrive as close to 5:30 PM as possible.
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RBC Investor Treasury Services
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Margaret Cullen
Job Title: Director of Executive Education
Organization: Certified Investment Fund Director Institute
Masao Matsuda
Job Title: President and CEO
Organization: Crossgates Investment Mgmt
Kevin O'Neill
Organization: RBC Investor & Treasury Services
Peter Spinelli
Job Title: head of Asset Management Investment Banking
Organization: RBC Capital Markets
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